Quint, Miller & Co.

Disclaimer

This site is for informational purposes only and does not constitute an offer to purchase or sell any securities, and does not suggest the execution of any financial or tax related strategies. Prior to execution, clients should independently and with the assistance of their own CPA and Tax Counsel, evaluate the financial, market, regulatory, credit, tax and accounting risks and consequences of any financial transactions or strategies described herein.  Please note that derivative securities are not insured by the Federal Deposit Insurance Corporation (FDIC).  All information provided, data contained and opinions expressed herein are subject to substantial change without notice.

 

Financial Industries Regulatory Agency (FINRA)

Securities Investor Protection Corporation (SIPC)

FINRA Manual

MSRB Manual

©2018 Quint, Miller & Co. New York, NY|Baton Rouge, LA|Boston, MA(800) 338-4895 info@quintmiller.com Disclaimer

Security and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AL, CA, CO, CT, FL, GA, IL, IA, LA, MD, MA, MI, NV, NJ, NY, NC, OK, PA, TX, UT, VA, WA.